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Used in Lieu of PTO/SB/08A/B 
(Based on PTO 10-07 version) 



Substitute for form 1449/PTO 

INFORMATION DISCLOSURE 
STATEMENT BY APPLICANT 

(Use as many sheets as necessary) 


Complete if Known 


Application Number 


09/881,145 


Filing Date 


June 14, 2001 


First Named Inventor 


Craig Partridge 


Art Unit 


2151 


Examiner Name 


Backhean Tiv 


Sheet 1 of 2 


Attorney Docket Number 


BBNT-P01-368 



U.S. PATENT DOCUMENTS 


Examiner 
Initials* 


Cite 
No. 1 


Document Number 


Publication Date 
MM-DD-YYYY 


Name of Patentee or 
Applicant of Cited Document 


Pages, Columns, Lines, Where 
Relevant Passages or Relevant 
Figures Appear 


2 

Number-Kind Code ( if known) 




AN* 


US-5,761,531 


06-02-1998 


Ohmura et al. 






AO* 


US-5,959,976 


09-28-1999 


Kuo, Yung-tien 






AP* 


US-6,038,233 


03-14-2000 


Hamamoto et al. 






AQ* 


US-6, 138,254 


10-24-2000 


Voshell 






AR* 


US-6,223,172 


04-24-2001 


Hunter et al. 






AS* 


US-6,389,419 


05-14-2002 


Wong et al. 






AT* 


US-6,397,259 


05-28-2002 


Lincke et al. 






AU* 


US-6,424,650 


07-23-2002 


Yang et al. 






AV* 


US-6,662,230 


12-09-2003 


Eichstaedt et al. 






AW* 


US-6,707,915 


03-16-2004 


Jobst et al. 






AX* 


US-6,738,814 


05-18-2004 


Cox et al. 






AY* 


US-6,741,595 


05-25-2004 


Maher, III et a. 






AA1* 


US-6,842,861 


01-11-2005 


Cox et al. 






AA2* 


US-6,438,612 


08-20-2002 


Ylonen et al. 






AA5* 


US-2002/0001384 


01-03-2002 


Buer et al 






AA6* 


US-2002/0071438 


06-13-2002 


Singh, Amit P 






AA7* 


US-2003/0145232 


07-31-2003 


Poletto et al. 






AA8* 


US-2003/0 167402 


09-04-2003 


Stolfo et a I 






AA9* 


US-2003/01 72289 


09-11-2003 


Soppera 






AA10* 


US-2003/0110393 


06-12-2003 


Brock et a I 

















FOREIGN PATENT DOCUMENTS 


Examiner 
Initials* 


Cite 
No. 1 


Foreign Patent Document 


Publication 
Date 
MM-DD-YYYY 


Name of Patentee or 
Applicant of Cited Document 


Pages, Columns, Lines, 
Where Relevant Passages 
Or Relevant Figures Appear 


T 6 


Country Code 3 -Number 4 -Kind Code 5 (if known) 















*EXAMINER: Initial if reference considered, whether or not citation is in conformance with MPEP 609. Draw line through citation if not in conformance and not 
considered. Include copy of this form with next communication to applicant. * CITE NO.: Those application(s) which are marked with an single asterisk (*) next 
to the Cite No. are not supplied (under 37 CFR 1 .98(a)(2)(iii)) because that application was filed after June 30, 2003 or is available in the IFW. 1 Applicant's 
unique citation designation number (optional). 2 See Kinds Codes of USPTO Patent Documents at .^^^i^^oov or MPEP 901.04. 3 Enter Office that issued 
the document, by the two-letter code (WIPO Standard ST.3). 4 For Japanese patent documents, the indication of the year of the reign of the Emperor must 
precede the serial number of the patent document. 5 Kind of document by the appropriate symbols as indicated on the document under WIPO Standard ST. 16 if 
possible. 6 Applicant is to place a check mark here if English language Translation is attached. 



NON PATENT LITERATURE DOCUMENTS 


Examiner 
Initials 


Cite 
No. 1 


Include name of the author (in CAPITAL LETTERS), title of the article (when appropriate), title of the item (book, 
magazine, journal, serial, symposium, catalog, etc.), date, page(s), volume-issue number(s), publisher, city 

and/or country where published. 


T 2 




AA11* 


A Plan for Spam, htl:p:/Vwww,pau!qraham.com/8pam,htiT!S (2002). 




AA12* 


Braden, R., "Requirements for Internet Hosts - Application and Support," Internet Engineering 
Task Force, (1989). 






AA13* 


Crocker, D., "Standard for the Format of ARPA Internet Text Messages," Department of 
Electrical Engineering, University of Delaware, Newark, DE, pages 1-49, (1982). 






AA14* 


Distributed Checksum Clearinghouse (DCC), http://www.rhyonte.com/antispam/dcc/dcG- 
tree/dcc.html (8/26/02). 



Examiner 




Date 




Signature 




Considered 





Used in Lieu of PTO/SB/08A/B 
(Based on PTO 10-07 version) 



Substitute for form 1449/PTO 

INFORMATION DISCLOSURE 
STATEMENT BY APPLICANT 

(Use as many sheets as necessary) 


Complete if Known 


Application Number 


09/881,145 


Filing Date 


June 14, 2001 


First Named Inventor 


Craig Partridge 


Art Unit 


2151 


Examiner Name 


Backhean Tiv 


Sheet 


2 


of 


2 


Attorney Docket Number 


BBNT-P01-368 





AA15* 


Freed, N., "MIME Parameter Value and Encoded Word Extensions: Character Sets, 
Languages, and Continuation," The Internet Society, pages 1-10 (1997). 






AA16* 


Freed, N., "Multipurpose Internet Mail Extensions (MIME) Part Five: Conformance Criteria and 
Example," Standards Track, (1996). 






AA17* 


Freed, N., "Multipurpose Internet Mail Extensions (MIME) Part Four: Registration Procedures," 
Best Current Practice, (1996). 






AA18* 


Freed, N., "Multipurpose Internet Mail Extensions (MIME) Part One: Format of Internet 
Message Bodies," Standards Track, (1996). 






AA19* 


Freed, N., "Multipurpose Internet Mail Extensions (MIME) Part Two: Media Types," Standards 
Track, (1996). 






AA20* 


Heberlein, T."Worm Detection and Prevention: Concept, Approach, and Experience;" Net 
Squared, Inc.; http:/Awww.attackcenterxom/information/whitepapers/vvormdetect/: pages 1-7, 
(2002). 






AA21* 


Moore, K., "Multipurpose Internet Mail Extensions (MIME) Part Three: Message Header 
Extension for Non-ASCII Text," Standards Track, (1996). 






AA22* 


Savage et al., "Practical Network Support for IP Traceback," Department of Computer Science 
and Engineering, University of Washington, (2000). 






AA23* 


Schwartz et al., "Smart Packets: Applying Active Networks to Network Management," ACM 
Transactions on Computer Systems, 18(1):67-88, (2000). 






AA24* 


Skipper, Chad, "Polymorphism and IDS," Symantec, (2001). 






AA25* 


Staniford-Chen et al., "Holding Intruders Accountable on the Internet," Department of 
Computer Science, University of California at Davis, Davis, CA, pages 39-49, (1995). 













*EXAMINER: Initial if reference considered, whether or not citation is in conformance with MPEP 609. Draw line through citation if not in conformance and not 
considered. Include copy of this form with next communication to applicant. 

Applicant's unique citation designation number (optional). 2 Applicant is to place a check mark here if English language Translation is attached. 



Examiner 




Date 




Signature 




Considered